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AML Regulatory Specialist
Fast-track career progression
About Our Client
Highly regarded and rapidly growing leading Hedge Fund Administrator based in central Dublin, next to all transport links. This organisation has a global reach, advanced technology and is known for their excellent staff retention.
As the newest member of the AML & Regulatory Specialist team, you will sit within the Compliance team where the primary responsibility will be providing oversight, assistance and guidance to the Investor Services team who are responsible for on-boarding of investors in relation to AML and FATCA/CRS requirements.
Provide oversight of new investor account opening to ensure compliance with AML and FATCA procedures.
Conduct remediation of existing investors on a project and trigger basis.
Assist the investor services team and provide guidance on AML and FATCA requirements.
Acts as primary escalation point for more complex cases.
Familiarity with public sources of information across most jurisdictions (stock exchanges, regulators, company registers) pertaining to client due diligence
Review AML outstanding on a monthly basis and reporting and escalation of aged items.Oversight of sanction and PEP screening to ensure alerts are adequately investigated and the rationale for clearing is documented appropriately and timely.
Assist with compiling and providing AML training to the investor services team.
Assist with the preparation of STR reports for the MLRO.
Assist with managing of periodic compliance monitoring within the Investors Services department.
Remain up to date on changes to legislative, regulatory and industry guidelines, and assist in managing the implementation of those updates, to ensure compliance with requirements.
Assist in drafting and documenting procedures, policies and processes as necessary
Assists Investor Services team with complex cases and provides guidance
Assist with investor and client queries
The Successful Applicant
As the newest member of the team, you will:
- Be degree qualified in a related discipline
Proven background within AML
Excellent organisational skills and a high attention to detail;
Excellent PC skills (Good knowledge of Microsoft Excel and Word essential);
What's on Offer
€45,000 - €50,000 plus benefits and bonus