Information:
Job Vacancy Details
Advisory Compliance Officer - AVP/VP
City - Fund Mgt (Ins/Prv)
Dublin City Centre
Permanent
Added March 4, 2012
Ensure staff act in accordance with regulatory requirements by providing advice on all applicable laws and regulations; Identification and management of relevant regulatory issues arising in the GTB business; Build and maintain transparent relationships with the GTB business line; Monitor key regulatory changes and ensure that the GTB business is notified; Ensure GTB staff are adequately trained in line with regulatory requirements and annual training objectives; Ensure familiarity with GTB products and keep updated on relevant industry compliance issues and solutions. Principle Responsibilities: Development and Maintenance of Compliance policies and procedures; Provision of advice and assistance on application of rules and policies for specific GTB transactions and general business activities based on an understanding of GTB business strategies; Provision of advice to Global Business Services; Ensure advice is in accordance with GTB regulatory requirements and Group local/global policies and procedures are followed; Provide effective communication of key regulatory changes to the business; Partner with GTB business lines to write procedures and compliance policy and procedure manuals. Incorporate regulatory change into advice; Partner with other control functions and central Compliance (including but not limited to Audit, Operations, Legal, MSI) when matters of common or collateral concern arise; Handle and assist in routine regulatory reviews; Review new business initiatives for consistency with regulatory requirements and provide advice to the business on achieving compliance; Assist the GTB business in establishing their policies and procedures and Key Operating Procedure (KOP's) to avoid regulatory and reputational risk; Participate in projects, practise groups and initiatives as required; Working closely with Business Managers, IT and Operations on regulatory issues; This role is based in Dublin however the individual will also assist colleagues in the wider UK / Ireland Region offices from time to time.
110000103619
Who we're looking for
Significant experience in the financial industry within compliance, legal or regulatory functions, or in a transactional capacity with a investment advisor or investment company; Good understanding of finance industry, GTB business, and Funds industry and associated regulations; Minimum undergraduate degree or equivalent; an advanced degree is a plus; Previous experience of working in a GTB environment; a good understanding of GTB related products and related regulation; Superior investigative skills and knowledge of AML laws/regulatory requirements; Ability to effectively collaborate with multiple stakeholders including legal, internal audit, risk management and other internal business partners.
About our client
Attractive remuneration package and salary
What's on offer
International Bank
Michael Page Contact
For further info, apply or phone on 01 653 9800.
Job Ref: 5586
Your application will be sent to Julie-Anne Cosgrave.
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